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24 - Participatory Varietal Selection and Participatory Plant Breeding: The Last 10 Years
Prev Document(s) 27 of 34 Next
John R. Witcombe

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Growing new varieties produced by plant breeding is an attractive option for farmers. The varieties yield more grain; and the only additional labor needed is for harvesting this extra grain. Farmers in more favorable areas have benefited the most from modern plant breeding while those cultivating more marginal lands have suffered from a dearth of suitable, new varieties. Even in the more productive environments, plant breeding has often resulted in low on-farm varietal diversity, and benefits have been lower than were possible because obsolete cultivars are all too commonly grown.

Making plant breeding more market-oriented can help solve diverse problems. The new varieties are more likely to better meet farmers' particular needs for specific environments. Market-oriented plant breeding increases the speed of varietal replacement and often increases on-farm varietal diversity.

Public-sector plant breeders particularly in developing countries have not used market-oriented approaches. Instead, a linear process of research and extension has been almost universally adopted, where breeders first develop, test and release new varieties, with limited involvement of farmers, and the extension services that promote them. In contrast, the private sector has long used market research where farmers test potential new varieties before their commercialization. Research and extension overlap because testing creates a demand for the successful new varieties.

When public sector plant breeders use the market-oriented approaches of the private sector, they are described as 'participatory'. However, better terms might be "market-led", "client-oriented", or "farmer-centered" breeding. The term "collaborative plant breeding" is an alternative but also describes a particular type of participation (Biggs, 1989).

Market-led techniques have been usefully classified by the stage of the genetic material involved. Farmer-centered plant breeding concerns the entire breeding process ("participatory plant breeding" or PPB) whereas farmer-centered varietal selection ("participatory varietal selection" or PVS) is limited to the testing of finished varieties.

Varietal Selection

PVS tests varieties in farmers' fields not on research stations that might not represent these fields so accurately. Research focuses also on traits other than just high yield.

Farmers evaluate all of the traits that are important to them and then trade the traits off against each other. For example, they may accept varieties with lower grain yields but higher grain quality because they consider overall returns more important than just yield. They may also trade lower grain yields for earlier maturity because they want to have a second cropping.

PVS is a simple and more direct way of using multiple traits to assess the value of a variety to farmers. Quality traits can be assessed that are difficult or expensive to evaluate in conventional trials, e.g., the milling percentage obtained when large quantities of grain are milled, cooking and keeping quality, taste, and market price.

Varietal selection that is client-oriented is not controversial; breeders have long used on-farm trials. However, these traditional on-farm trials are commonly renamed as PVS even though they involve farmers to a limited extent. Conventional on-farm trials give farmers a limited choice of varieties that the breeders have already pre-selected. Trials are managed under a recommended package of practices decided by scientists, and do not use powerful techniques, such as matrix ranking, for discriminating among varieties.

Nonetheless, PVS is now acceptable even to national research institutes and non-government organizations (NGOs). Several international agricultural research centers help facilitate substantial networks of national program partners for PVS. Some examples include Centro Internacional de Mejoramiento de Maiz y Trigo (CIMMYT) for maize in southern Africa and for wheat in marginal areas in South Asia; the West Africa Rice Development (WARDA) for rice in West Africa; and the International Rice Research Institute (IRRI) for upland rice.

All PVS use some form of mother and baby trials even if they are not named in this way. Mother trials that are fewer in number than the baby trials compare all of the test entries. In the baby trials, each farmer runs trials for only one or two of the test entries.

PVS has been greatly successful in many crops and countries when used in marginal areas with low-resource farmers. It is also effective in more productive environments where it contributed to increased on-farm varietal diversity and faster varietal replacement. However, for productive environments, on-station trials can represent quite well the situation in farmers' fields so the advantages of PVS in favorable environments, while they can still be substantial, tend to be less than those for marginal areas.

Client-Driven Plant Breeding

PVS is both the building block for PPB and the means of testing its new products. Farmer-accepted cultivars identified by PVS make ideal parents for farmer-centered breeding programs. When these produce potential varieties, farmers can immediately test them. This is one of the greatest advantages of working with farmers in a system where research and extension is done in parallel. Typically, seven to 10 years are saved so the rate of return on the investment in plant breeding is considerably increased.

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Results from PPB programs are fewer and generally more recent than those for PVS because breeding takes longer than simply testing varieties. The need to involve farmers in breeding is also less accepted than in the case of varietal selection. Examples include rice breeding in India and Nepal; maize in India; cassava and beans in Latin America and barley in Syria.

In PPB, selection is in the target environment--farmers' fields--and this should result in faster genetic progress in that environment. Evidence, so far, shows that this advantage is not outweighed by any reduced economy of scale because PPB varieties are still adopted in large areas.

Farmers can be involved in breeding programs in several ways:

  • Breeders can consult farmers in order to set more realistic goals and choose more appropriate parents.

  • Farmers can evaluate material grown on the research station.

  • Farmers can collaborate by growing and selecting breeding materials in their own fields.

    The choice will depend on the available resources, the socio-economic environment, and the extent to which control of pollination is needed. Rice, for example, is easy to select because it is a self-pollinating crop. Maize, which is cross-pollinated, would require more effort because isolation distance and pollination control are required.

    In most conventional breeding, farmers participate little in setting breeding goals particularly in programs that aim to produce widely-adapted varieties for many farmers. Involving farmers in goal setting is market research. It helps in targeting varieties that will be accepted in defined physical or socio-economic environments. In many cases, early maturity, perhaps even earlier than that of existing landraces or cultivars, is found to be as important a trait as higher yield.

    In farmer-oriented breeding programs, traits are identified that breeders had not considered important or of which they were previously unaware such as pericarp color or appetite delay in rice (farmers want varieties that satisfy appetite longer). There are also strict requirements for ease of threshing in rice (the number of beatings required) in areas where threshing is done manually.

    Changes in Breeding Methods to Maximize the Advantages of Collaboration

    Targeting breeding programs more closely to farmers' needs can be done using conventional breeding methods and such programs have been successful. However, methods can be adapted to maximize the benefits of working closely with farmers. Farmers are willing to grow large populations, but will usually find it difficult to test many entries unless assisted or trained by scientists. Hence, in several published examples of PPB, a modified breeding strategy was used that minimized the number of entries any farmer grew but maximized population sizes. In inbreeding crops, only one or two crosses were made each year but the size of the populations derived from them was large. In the out-breeding crop maize, a single population per target area was improved by recurrent selection.

    Theory strongly supports using few crosses with large populations. However, the choice of crosses is critical for success so at least one parent of any cross is a variety or landrace already popular with farmers or accepted by them in PVS trials.

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    In most public-sector breeding for marginal environments, rarely are there any private-sector competitors. Thus, the goal is simply to breed a variety better than the ones farmers are growing. This has not proven to be difficult with only a few, carefully-chosen crosses.

    In in-breeding crops, bulk-population methods are particularly suited to participatory approaches because they benefit from the opportunity to use large populations. Bulk breeding has been very effective when farmers have selected, in their own fields, from heterogeneous bulks of populations of nearly homozygous lines. The evaluation by farmers and breeders of unreplicated nurseries of lines derived from bulk populations (which can be termed pure-line-from-bulk breeding) has also been very effective. All the lines that proved, over time, to be the best were selected by both farmers and breeders demonstrating the value of using multiple judgments.

    In out-breeding crops, simple approaches such as mass selection, have been effective in PPB in maize in both eastern and western India. Avoiding unwanted cross-pollination in crops grown in farmers' fields was difficult so it proved easier to carry out selection on populations planned, by researchers, to have some degree of isolation (by time or distance) from other crops.

    References

    Biggs, S.D. 1989. Resource-Poor Farmer Participation in Research: A Synthesis of Experiences From Nine National Agricultural Research Systems. OFCOR Comparative Study Paper No. 3. The Hague: International Service for National Agricultural Research.

    Ceccarelli, S., S. Grando, E. Bailey, A. Amri, M. El-Felah, F. Nassif, S. Rezgui and A. Yahyaoui. 2001. Farmer Participation in Barley Breeding in Syria, Morocco and Tunisia. Euphytica 122: 521-536.

    Virk, D.S., D.N. Singh, R. Kumar, S.C. Prasad, J.S. Gangwar and J.R. Witcombe. 2003. Collaborative and Consultative Participatory Plant Breeding of Rice for the Rainfed Uplands of Eastern India. Euphytica 132: 95-108.

    Weltzein, E., M. Smith, L.S. Meitzner and L. Sperling. 2003. Technical and Institutional Issues in Participatory Plant Breeding from the Perspective of Formal Plant Breeding. A Global Analysis of Issues, Results and Current Experiences. PPB Monograph No. 1. CGIAR Systemwide Program on Participatory Research and Gender Analysis for Technology Development and Institutional Innovation. Centre Internacional de Agricultura Tropical (CIAT). 1-208.

    Witcombe, J.R., A. Joshi, K.D. Joshi and B.R. Sthapit. 1996. Farmer Participatory Crop Improvement. In: Varietal Selection and Breeding Methods and Their Impact on Biodiversity. Experimental Agriculture 32: 445-460.

    Witcombe, J.R. and D.S. Virk. 2001. Number of Crosses and Population Size for Participatory and Classical Plant Breeding. Euphytica 122: 589-597.

    Witcombe, J.R., A. Joshi and S.N. Goyal. 2003. Participatory Plant Breeding in Maize: A Case Study from Gujarat, India. Euphytica 130: 413-422.

    Contributed by:
    John R. Witcombe
    Email: j.r.witcombe@bangor.ac.uk







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